---
id: wiki-2026-0508-k-nearest-neighbors-k-nn
title: K-Nearest Neighbors (k-NN)
category: 10_Wiki/Topics
status: verified
canonical_id: self
aliases: [k-NN, kNN, nearest neighbor, lazy learning, FAISS, instance-based]
duplicate_of: none
source_trust_level: A
confidence_score: 0.96
verification_status: applied
tags: [machine-learning, knn, classification, regression, faiss, retrieval]
raw_sources: []
last_reinforced: 2026-05-10
github_commit: pending
tech_stack:
  language: Python
  framework: scikit-learn / FAISS / Annoy
---

# K-Nearest Neighbors (k-NN)

## 매 한 줄
> **"매 query 의 의 의 K closest training point 의 의 의 의 vote/avg"**. 매 lazy learning (no training). 매 simple but effective baseline. 매 modern: 매 vector DB의 backbone (FAISS, Pinecone). 매 RAG retrieval 도 결국 k-NN.

## 매 핵심

### 매 task
- **Classification**: 매 majority vote.
- **Regression**: 매 average.
- **Density estimation**.
- **Anomaly detection**.

### 매 distance
- **Euclidean** (L2).
- **Cosine** (text/embed).
- **Manhattan** (L1).
- **Hamming** (binary).
- **Custom** (Mahalanobis).

### 매 efficiency
- **Brute force**: O(N).
- **KD-tree** (low-dim).
- **Ball tree**.
- **HNSW** (FAISS, modern).
- **IVF** (inverted file).
- **PQ** (product quantization).

### 매 응용
1. **Image retrieval**.
2. **Recommendation**.
3. **RAG retrieval**.
4. **Anomaly detection**.
5. **Baseline classifier**.

## 💻 패턴

### Basic (sklearn)
```python
from sklearn.neighbors import KNeighborsClassifier
knn = KNeighborsClassifier(n_neighbors=5, weights='distance', metric='euclidean')
knn.fit(X_train, y_train)
preds = knn.predict(X_test)
```

### Cosine (for embeddings)
```python
knn = KNeighborsClassifier(n_neighbors=5, metric='cosine')
```

### KD-tree (for low-dim)
```python
from sklearn.neighbors import KDTree
tree = KDTree(X)
distances, indices = tree.query(X_query, k=5)
```

### FAISS (large-scale)
```python
import faiss
import numpy as np

d = 768
index = faiss.IndexFlatIP(d)  # 매 inner product
faiss.normalize_L2(X)
index.add(X)

faiss.normalize_L2(query)
D, I = index.search(query, k=10)
```

### FAISS HNSW (approximate, fast)
```python
index = faiss.IndexHNSWFlat(d, M=32)
index.hnsw.efConstruction = 200
index.add(X)
index.hnsw.efSearch = 50
D, I = index.search(query, k=10)
```

### FAISS IVF + PQ (massive scale)
```python
nlist = 100
quantizer = faiss.IndexFlatL2(d)
index = faiss.IndexIVFPQ(quantizer, d, nlist, 8, 8)  # 매 8 sub-quantizers, 8 bits each
index.train(X)
index.add(X)
index.nprobe = 10  # 매 search trade-off
D, I = index.search(query, k=10)
```

### Annoy (alternative)
```python
from annoy import AnnoyIndex
index = AnnoyIndex(d, 'angular')  # 매 cosine
for i, v in enumerate(vectors):
    index.add_item(i, v)
index.build(n_trees=10)
neighbors = index.get_nns_by_vector(query, 10)
```

### Custom distance
```python
from sklearn.neighbors import KNeighborsClassifier

def custom_dist(a, b):
    return np.sum(np.abs(a - b))  # 매 Manhattan

knn = KNeighborsClassifier(n_neighbors=5, metric=custom_dist)
```

### Weighted by distance
```python
knn = KNeighborsClassifier(n_neighbors=5, weights='distance')
# 매 매 closer = 매 higher weight in vote
```

### k-NN regression
```python
from sklearn.neighbors import KNeighborsRegressor
knr = KNeighborsRegressor(n_neighbors=5).fit(X, y)
```

### Anomaly detection (LOF)
```python
from sklearn.neighbors import LocalOutlierFactor
lof = LocalOutlierFactor(n_neighbors=20)
anomalies = lof.fit_predict(X) == -1
```

### k-NN with normalization (always!)
```python
from sklearn.preprocessing import StandardScaler
from sklearn.pipeline import Pipeline
pipe = Pipeline([('scaler', StandardScaler()), ('knn', KNeighborsClassifier(5))])
pipe.fit(X, y)
```

### Choose K (CV)
```python
from sklearn.model_selection import GridSearchCV
grid = GridSearchCV(KNeighborsClassifier(), {'n_neighbors': [3, 5, 7, 11, 15]}, cv=5)
grid.fit(X, y)
print(grid.best_params_)
```

### RAG retrieval (k-NN over embeddings)
```python
from sentence_transformers import SentenceTransformer
m = SentenceTransformer('all-mpnet-base-v2')
doc_embs = m.encode(documents)

import faiss
index = faiss.IndexFlatIP(doc_embs.shape[1])
faiss.normalize_L2(doc_embs)
index.add(doc_embs)

def retrieve(query, k=5):
    q_emb = m.encode([query])
    faiss.normalize_L2(q_emb)
    _, I = index.search(q_emb, k)
    return [documents[i] for i in I[0]]
```

### kNN-LM (LLM augmentation)
```python
def knn_lm_predict(context, llm, datastore, k=10):
    """매 LLM logit + retrieve nearest neighbor logit (Khandelwal 2020)."""
    llm_logits = llm.next_token_logits(context)
    nn_logits = datastore.knn_logits(context_emb=context.encode(), k=k)
    return llm_logits + 0.25 * nn_logits  # 매 simple interpolation
```

## 매 결정 기준
| 상황 | Approach |
|---|---|
| Small data | sklearn brute / KD-tree |
| High-dim | FAISS HNSW |
| Massive scale | FAISS IVF+PQ |
| Production search | Pinecone / Weaviate |
| Anomaly | LOF |
| RAG | FAISS / vector DB |

**기본값**: 매 normalize 의 always + 매 cosine for embed + 매 FAISS HNSW for prod + 매 CV-tuned K + 매 weighted-by-distance.

## 🔗 Graph
- 부모: [[Machine-Learning]] · [[Information-Retrieval]]
- 변형: [[HNSW]]
- 응용: [[FAISS]] · [[RAG]]
- Adjacent: [[Embeddings]]

## 🤖 LLM 활용
**언제**: 매 baseline. 매 retrieval. 매 RAG.
**언제 X**: 매 high-dim raw (use embed first).

## ❌ 안티패턴
- **No normalize**: 매 magnitude dominate.
- **Brute force at scale**: 매 latency.
- **Wrong K**: 매 underfit/overfit.
- **No metric thought**: 매 cosine vs L2 의 wrong.

## 🧪 검증 / 중복
- Verified (Cover & Hart 1967, FAISS docs, Khandelwal kNN-LM 2020).
- 신뢰도 A.

## 🕓 Changelog
| 날짜 | 변경 |
|---|---|
| 2026-05-08 | Phase 1 |
| 2026-05-10 | Manual cleanup — k-NN + 매 sklearn / FAISS / HNSW / IVF / RAG / kNN-LM code |
